Diffusion of Innovation Theory – Communication Theory

In 1962, Everett Rogers combined information-flow research findings with studies about the flow of information and personal influence in several fields, including anthropology, sociology, and rural agricultural extension work. He developed what he called diffusion theory.

 

Integrating information-flow research with diffusion theory was so successful that information-flow theory became diffusion of innovation theory

Rogers’s effort at integrating information-flow research with diffusion theory was so successful that information-flow theory became known as information diffusion theory (and when it is applied to the diffusion of something other than information—that is, technologies—it is called innovation diffusion theory). Rogers used both labels to title subsequent editions of his book.

 

Roger’s work also illustrates the power of meta-analysis when it comes to developing a more useful middle range theory. A meta-analysis identifies important consistencies in previous research findings on a specific issue and systematically integrates them into a fuller understanding. If previous research has been grounded in several different but related low-level theories, these can be combined to create new, more macroscopic theories. Meta-analysis is gaining popularity among post positivist media researchers.

 

Rogers assembled data from numerous empirical studies to show that when new technological innovations are introduced, they pass through a series of stages before being widely adopted. First, most people become aware of them, often through information from mass media. Second, the innovations will be adopted by a very small group of innovators, or early adopters. Third, opinion leaders learn from the early adopters then try the innovation themselves. Fourth, if opinion leaders find the innovation useful, they encourage their friends—the opinion followers. Finally, after most people have adopted the innovation, a group of laggards, or late adopters, makes the change. Rogers found that this process applied to most American agricultural innovations.

Information/innovation diffusion theory is an excellent example of the strength and the limitations of a middle-range theory. It successfully integrates a vast amount of empirical research. Rogers reviewed thousands of studies. Information/ innovation diffusion theory guided this research and facilitated its interpretation. Nevertheless, it has some serious limitations. Like information-flow theory and social marketing theory, information/innovation diffusion theory is a source-dominated theory that sees the communication process from the point of view of an elite who has decided to diffuse specific information or an innovation. Diffusion theory “improves” on information-flow theory by providing more and better strategies for overcoming barriers to diffusion.

 

Information/innovation diffusion theory assigns a limited role to mass media: they mainly create awareness of new innovations. But it does assign a very central role to different types of people critical to the diffusion process. Media do directly influence early adopters, but these people are generally well informed and careful media users. Early adopters try out innovations and then tell others about them. They directly influence opinion leaders, who in turn influence everyone else. Change agents are also key people involved with diffusion. Their job is to be highly informed about innovations and assist anyone who wants to make changes. Rogers recommended that change agents lead diffusion efforts; they could go into rural communities and directly influence early adopters and opinion leaders. In addition to drawing attention to innovations, media can also be used to provide a basis for group discussions led by change agents. This strategy for using media was patterned after the success of agricultural extension agents in the American Midwest.

 

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Rogers’s theory was enormously influential. The United States Agency for International Development (USAID) used its strategy to spread agricultural innovations in the Third World. Rogers was personally involved in implementing and studying a number of these diffusion efforts. During the Cold War of the 1950s and 1960s, the United States competed against the Soviet Union for influence in the developing nations. The hope was that by leading a Green Revolution and helping them better feed themselves, America would gain their favor. But to help them do this, the United States needed to convince peasants and rural villagers to adopt a large number of new agricultural innovations as quickly as possible. Rogers’s information/innovation diffusion theory became a training manual for that effort. Change agents from around the world were brought to Michigan State University to learn from Rogers. Many of these people became academics in their home countries, and unlike many other U.S. theories, information/innovation diffusion theory spread through the universities of the developing nations while agricultural innovations were spreading in their fields. In many parts of the world, Rogers’s theory became synonymous with communication theory.

Information/innovation diffusion theory represented an important advance over earlier limited-effects theories. Like other classic work of the early 1960s, it drew from existing empirical generalizations and synthesized them into a coherent, insightful perspective. Information/innovation diffusion theory was consistent with most findings from effects surveys and persuasion experiments, and above all, it was very practical. In addition to guiding Third World development, it laid the foundation for numerous promotional communication and marketing theories and the campaigns they support even today.

 

But the limitations of information/innovation diffusion theory were also serious. It had some unique drawbacks stemming from its application. For example, it facilitated the adoption of innovations that were sometimes not well understood or even desired by adopters. To illustrate, a campaign to get Georgia farm wives to can vegetables was initially judged a great success until researchers found that very few women were using the vegetables. They mounted the glass jars on the walls of their living rooms as status symbols. Most didn’t know any recipes for cooking canned vegetables, and those who tried using canned vegetables found that family members didn’t like the taste. This sort of experience was duplicated around the world; corn was grown in Mexico and rice was grown in Southeast Asia that no one wanted to eat; farmers in India destroyed their crops by using too much fertilizer; farmers adopted complex new machinery only to have it break down and stand idle after change agents left. Mere top-down diffusion of innovations didn’t guarantee long-term success.

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Keywords: Diffusion of Innovation Theory, Diffusion of Innovation, CommunicationTheory, Communication Theories, Mass Communication.

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